Robert N. Drake

Mr. Drake is the Director of Compliance at Kuhns Brothers Securities Corporation, the Firm's broker/dealer. Mr. Drake has extensive experience in establishing and maintaining records of institutional compliance with many financial houses.

Working initially at Smith Barney Harris Upham & Co . in the Margin Division, Mr. Drake moved on to be the Operations Manager at Laidlaw, Adams, and Peck, Inc. After gaining certification in Law and Compliance from the New York Institute of Finance, Mr. Drake served as the director of compliance for several broker/dealers. His duties at these firms, including the creation of firm sales, marketing, and finance policies, as well as the supervision of day-to-day operations, have given Mr. Drake a very well-rounded resume that continues to serve him at his current position with Kuhns Brothers.

Mr. Drake graduated from Fordham University and pursued post graduate financial courses at the City University of New York: Baruch College in 1981.